1.   He has served as an investment adviser for several major banks.

2.   If Milken is found to have acted as an investment adviser, he could be in violation of his probation.

3.   Most economists and investment advisers run in a herd.

4.   Some investment advisers said, though, that the tax treatment and other features of the securities will limit their appeal.

5.   Allen, meanwhile, was also an investment adviser to Nichols.

6.   Americans will choose the status quo at the polls tomorrow, according to economists and investment advisers surveyed by Bloomberg Business News.

7.   Among small-cap value funds, Anthony J. Ogorek, an investment adviser in Buffalo, likes Royce Premier and Greenspring.

8.   An investment adviser who advertises heavily on financial talk radio programs has been sanctioned by the Securities and Exchange Commission for fraudulent advertising.

9.   Americans will choose the status quo at the polls today, according to economists and investment advisers surveyed by Bloomberg Business News.

10.   An independent investment adviser, Michael Stolper, had similar views.