61.   It has been four years since securities regulators found that practices by brokerage firms in the Nasdaq Stock Market were harmful to individual investors.

62.   It is also looking into the hidden debt, which was discovered by securities regulators, Nagano said.

63.   Jason Wisniewski, the second broker named in the complaint, had no telephone listing at the last address he used with securities regulators.

64.   Kansas securities regulators valued the shares at one five-hundredth of a penny each.

65.   Just this week, state securities regulators blasted day-trading firms for misleading naive investors into the risky world of rapid-fire trading.

66.   Last year, Prudential settled civil fraud charges with federal and state securities regulators, agreeing to compensate defrauded investors.

67.   Law enforcement officials, many of whom knew little about securities trading, looked to the NASD and state securities regulators for expertise in criminal prosecutions of brokerage firms.

68.   Last week securities regulators in Missouri and New Jersey began cracking down on illegal stock offerings and pyramid schemes on computer on-line services.

69.   Morgan, however, never disclosed its holdings of the warrants in filings with Canadian securities regulators.

70.   Moreover, certain states have securities laws that allow their local securities regulators to move against firms that are the subject of either preliminary or permanent injunctions.