51. Idaho securities regulators sued a former executive with a firm that co-sponsored energy partnerships with Prudential Securities. 52. If a firm devoted most of its business to securities work, it could be overseen by securities regulators, according to Greenspan. 53. In addition to the civil suits and countersuits, Livent is under investigation by securities regulators in both the United States and Canada. 54. In a filing with securities regulators, Akamai said it needs to grow revenues rapidly in order to reach profitability. 55. In February, South Korean securities regulators launched an investigation to determine whether Peregrine and other brokerages violated trading regulations. 56. In October, Prudential settled fraud charges with securities regulators and agreed to compensate investors who had been tricked into buying partnerships. 57. Irving Kott has attracted the attention of securities regulators more than once. 58. Investigations into the finances of Adelphia Communications have uncovered additional questionable transactions, according to documents filed Friday with securities regulators. 59. Israeli securities regulators said the law prohibited Isrotel from placing the equity with the foreign investors before it made the offering to the general public, Magid said. 60. Individual brokers who were cited in the report might be subject to disciplinary action by securities regulators, securities industry officials said. |
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