1.   He was charged with violating national security laws because of his membership in the Secret Association for Independence.

2.   No financial penalties were imposed, but the men were ordered not to violate securities laws in the future.

3.   Y., consented to permanent injunctions barring them from violating securities laws.

4.   The legislation expanded the range of offences for which the SEC could impose civil penalties to include any breach of federal securities laws.

5.   And as the new chairman of the House telecommunications and finance subcommittee, Fields will soon oversee an extensive review of the federal securities laws.

6.   And during the summer, market regulators barred Streich from the industry, citing several violations of securities laws.

7.   And it underwrote several issues for Orange County that a report from the SEC determined had violated anti-fraud provisions of federal securities laws.

8.   And they must persist under pressure from executives at their target companies, who often accuse them of lying or breaking securities laws.

9.   And, according to the SEC action, failure to disclose the possibility that the bonds might be taxable violates securities law.

10.   Another executive, John Picardi, was once suspended from practicing as an accountant before the SEC for violating federal securities laws.