1.   Along with most other Wall Streeters, he spoke on condition of anonymity, citing policies against discussing corporate culture for publication.

2.   Although Columbia eventually accepted Kim, Eickelberg declined to discuss the case with a reporter, citing university policy protecting the privacy of applicants.

3.   Analysts at Kleinwort declined comment, citing company policy.

4.   Bank officials will not discuss the debts, citing policies on confidentiality.

5.   Bank of Tokyo officials declined to comment about him, citing company policy.

6.   Bell spokesman Bob Leder cited company policy in declining to discuss a possible sale to Taiwan, a longtime customer of Bell and other U.S. aircraft and weapons manufacturers.

7.   A commission spokesman declined to comment, citing agency policy.

8.   A company spokesman refused to comment, citing company policy.

9.   A Daiwa spokesman in New York said the bank would not comment, citing a policy of not discussing meetings or conversations with regulators.