111. Securities regulators suspend trading on the exchange, but its president vows to reopen as usual Wednesday. 112. Since then, securities regulators in Canada have begun a formal investigation of Livent, which is based in Toronto, and trading of its stock has been halted. 113. So it is not surprising that securities regulators seem to be rushing to lay down new laws to address these concerns. 114. Some market veterans predicted that the reorganization could move Canada closer to the creation of a single national securities regulator. 115. Some scripted sales pitches go far enough to draw complaints to state securities regulators. 116. State and national securities regulators are the cops who are supposed to protect investors. 117. Such an undertaking would be impossible without private-sector cooperation in the United States, as well as the cooperation of European securities regulators. 118. Such advice raises broad questions of suitability, as defined by securities regulators. 119. State securities regulators announce a crackdown on investment schemes that target retirement savers. 120. State securities regulators currently utilize SEC-generated data for their own enforcement actions, he noted. |
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