1. Bresnan said the SEC had settled another insider trading case involving a secretary at Affymax. 2. But insider trading cases have been prosecuted when people with confidential information about a coming takeover simply advised others that it was not a good time to sell. 3. For the latest year, the SEC filed a record number of insider trading cases. 4. It is the first insider case involving a breach of patient confidentiality in Los Angeles and only the third in the nation, authorities said. 5. It is the first insider case involving a breach of patient confidentiality in Los Angeles and only the third in the nation, Seide said. 6. Most insider trading cases are settled as a civil matter with the SEC instead of reaching the criminal precincts of the Justice Department, lawyers and regulators said. 7. Most insider trading cases are handled as civil matters. 8. SEC TRIPS UP MARRIAGE COUNSELOR A marriage counselor was charged in an insider trading case involving the secret merger talks between Lockheed and Martin Marietta. 9. The rule that is normally used in insider trading cases does not even mention insider trading. 10. The SEC reached a final settlement of an insider trading case with Edward Downe Jr., a former Bear, Stearns director. |