1.   A crooked broker who defrauds clients can expect to be treated with respect after being caught.

2.   Ferber also offered to be banned from the securities industry after being convicted of defrauding his clients, which included the District of Columbia.

3.   It accused him of conspiring with Boesky to defraud clients of Drexel Burnham Lambert, the brokerage firm that Milken dominated.

4.   Robert Zimmerman, an Atlanta accountant, was accused of helping a broker defraud her clients.

5.   The Securities and Exchange Commission is already investigating Baron and two of its executives for allegedly defrauding clients, including New York University.

6.   Hong Kong police arrested an American and a Dutchman Friday for allegedly defrauding clients by failing to invest their money in oil futures on the New York Mercantile Exchange.

7.   The SEC alleged that Slatkin defrauded clients while acting as an unregistered investment adviser.