81.   One securities regulator who requested anonymity said that criminal proceedings would be brought against a day trading firm in the coming weeks.

82.   PaineWebber Group Inc. took another step toward settling its limited partnership scandal, meeting with a group of state securities regulators last week.

83.   One securities regulator who spoke on the condition of anonymity adds that brokers know how to cover themselves.

84.   Part of the problem stems from the fact that prospectus language is in the legal boilerplate mandated by securities regulators.

85.   --PHILIP FEIGEN, top securities regulator for the State of Colorado.

86.   Pitt said the SEC would coordinate its inquiry with state securities regulators, the New York Stock Exchange and the Nasdaq.

87.   President Joseph Estrada dismisses his top securities regulator for trying to close the stock exchange after its entire compliance department resigns.

88.   Privately, some securities regulators say the Wall Street firms are fighting to maintain the advantage they have in gathering information from companies whose stocks they rate.

89.   Rea is not the only chat room operator to draw the attention of securities regulators.

90.   Russian securities regulators have begun a criminal investigation of possible theft, stock manipulation and tax scams at the company.