11. For the first time, the surge in arbitration cases is at least partially attributable to brokerage firms taking their clients to task. 12. He is barred for a year from taking clients with him. 13. He has also made comments to another employee that he may leave the company and take some clients with him. 14. He writes a mission statement that says they should be more ethical, take fewer clients, and the company fires him. 15. He takes some clients here because it impresses them to see that a lot of people know him. 16. I also take clients around to restaurants I like and dislike. 17. If you are planning to take a client out to dinner, make a reservation before you leave home, since restaurants can be busy this time of year. 18. In addition, if a broker jumps from one firm to a competitor, he often takes his clients with him. 19. Last weekend, the bus took corporate clients on a retreat from Richfield Park, N.J., to Lake George, N.Y. 20. Lawyers themselves are hopping among firms, often taking clients with them. |