11.   China will turn eight commodities exchanges into securities brokerages as part of sweeping reforms of the unruly industry, state media said Tuesday.

12.   The Alien Business Law now prohibits non-Thais from taking majority control of a brokering business, including securities brokerages.

13.   The Alien Business Law prohibits non-Thais from taking majority control of a brokering business, including securities brokerages.

14.   The draft revision also liberalises securities brokerages, futures and forward trading in line with the executive decree on financial reform, which was passed earlier.

15.   The licenses allow the companies to conduct securities brokerage and serve as underwriters and financial advisers.

16.   The services of private banks include private and institutional asset management and a range of specialized services, including financial analysis, securities brokerage and company consultancies.

17.   Wu Ching-sui was found guilty of violating the securities transaction law and harassing dealers at a local securities brokerage, the officials said.

18.   The new law would integrate investor protection measures stipulated in various laws that are applied separately to sectors such as banking, securities brokerage and insurance, they said.

n. + brokerage >>共 45
security 14.75%
retail 13.11%
future 11.48%
second-tier 7.38%
year 4.92%
commodity 4.10%
medium-size 2.46%
member 2.46%
mortgage 2.46%
custom 1.64%
security + n. >>共 445
force 16.92%
official 8.09%
measure 3.87%
service 2.70%
concern 2.53%
source 2.32%
reason 2.31%
officer 2.29%
firm 2.22%
issue 1.82%
brokerage 0.04%
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