1.   Barry told prison officials at the time that Graham was not a licensed broker for VitaPro but had solicited business for the company in Louisiana.

2.   Blotsky said he first began working with Tirado about eight years ago, when BioFlora needed a licensed broker to buy fish products in Ensenada.

3.   But licensed brokers also trafficked with their unlicensed counterparts, routinely faxing price lists back and forth, it says.

4.   Finnegan was not a licensed broker or lawyer at the time and therefore not entitled to such a fee under state law.

5.   He became a licensed broker again and ran a series of high-pressure sales operations at securities firms around New York City.

6.   He also proposed that the legal markup for licensed brokers be increased by an unspecified amount.

7.   Nor, it says, were licensed brokers immune to the illicit services.

8.   Patients can try and sell their life insurance policies themselves, or seek the services of licensed brokers to do it for them.

9.   Telephone representatives for the direct offering will be licensed stock brokers, but they will provide only generic advice and explanations of various investment options.

10.   That pool-hopping arrest came back to haunt Vasquez last year when his application to be a licensed financial broker was delayed.