31. Earlier this month, the SEC censured Nasdaq and charged the regulatory body with failing to investigate evidence of dealer collaboration that kept trading spreads artificially wide. 32. In addition to the Serious Fraud Office, the U.K. has five regulatory bodies monitoring the financial industry. 33. Investors with disputes against their brokers should determine which regulatory body has jurisdiction over their claim and should fill out the necessary forms. 34. Interviews conducted by Latin Trade found that abuses are widespread and likely to continue unless regulatory bodies act soon. 35. Lawmakers are also working on a new securities law, as well as measures to create a new regulatory body and rules governing insurance companies and pension funds. 36. Maccanico may ask parliament to approve the legislation creating the regulatory body before it votes on the entire package, in order to speed up the sale of Stet. 37. Legislators also approved the creation of a regulatory body for the securities industry. 38. Life insurance stocks rose on fading pressure from regulatory bodies, improved quarterly performance and rising yield premiums. 39. Motta added that, as previously reported, the entire Communications Ministry will be converted into a regulatory body as state-controlled assets are sold off. 40. Most countries participating in the talks agreed to follow new regulations on the terms of interconnection, and for the creation of an independent telecom regulatory body. |