1.   As head of the trial unit, Goldsmith reported directly to SEC enforcement director William McLucas.

2.   A few days later, Kidder hired Gary Lynch, a former SEC enforcement chief, to investigate.

3.   A former SEC enforcement attorney, she is better known in the securities industry than is Carey.

4.   But Thomas C. Newkirk, associate chief of SEC enforcement, was jubilant.

5.   Carr Conway, a former SEC enforcement official, agreed.

6.   Colleen P. Mahoney, deputy director of the SEC enforcement division, said Tuesday night that the Galleon case was part of a continuing investigation by the agency.

7.   Even so, securities experts said the involvement of the SEC enforcement staff in the inspections suggests the gravity of agency concerns about the issue.

8.   Fraudulent messages posted on investor Web sites have been the subject of SEC enforcement cases in recent months.

9.   Giordano said the sale is unrelated to a possible SEC enforcement action against the PSE over allegations involving the two units.

10.   He referred to a report commissioned by GE and prepared by Gary Lynch, a former SEC enforcement chief, that found Jett was responsible.