1.   Before joining Smith Barney, he developed a merchant banking subsidiary at PaineWebber Group Inc.

2.   CS First Boston is the investment banking subsidiary of CS Holding.

3.   Dresdner Bank acquired majority control of RCM Capital Management in San Francisco, and Deutsche Bank has been making investment waves with its Deutsche Morgan Grenfell investment banking subsidiary.

4.   Deutsche Morgan Grenfell, the U.S. investment banking subsidiary of Deutsche Bank AG, said the cost of marketing CountryBaskets was greater than the revenue they generated.

5.   Financial assistance also came from Kirkpatrick Pettis, an investment banking subsidiary of Mutual of Omaha.

6.   Forward Trust is a unit of Midland Bank Plc, the U.K. banking subsidiary of HSBC Holdings.

7.   It also is in favor of allowing banks to own banking subsidiaries.

8.   Its mortgage banking subsidiary, Metmore Financial, is also for sale.

9.   Last month, after announcing plans to merge with Nationsbank, BankAmerica decided to cut loose its BancAmerica Robertson Stephens investment banking subsidiary.

10.   KeyCorp also formed a group to make sure the asset management group is working effectively with other parts of the bank, including its corporate and investment banking subsidiaries.